Section 16 Filings of our Executive Officers and Directors

Executive Officers

Sheara J. Fredman
Form 3 filed November 8, 2019 
Form 4 filed January 17, 2020
Form 4 filed January 24, 2020

Beth M. Hammack
Form 3 filed October 4, 2019 
Form 4 filed January 17, 2020
Form 4 filed January 24, 2020

Brian J. Lee
Form 4 filed January 17, 2020
Form 4 filed January 24, 2020

John F.W. Rogers     
Form 4 filed January 17, 2020
Form 4 filed January 24, 2020

Stephen M. Scherr
Form 4 filed January 24, 2020 

Karen Patton Seymour
Form 4 filed January 17, 2020
Form 4 filed January 24, 2020

David M. Solomon   
Form 4 filed January 24, 2020 
Form 4 filed July 31, 2020

Laurence Stein   
Form 3 filed October 4, 2019 
Form 4 filed January 17, 2020
Form 4 filed January 24, 2020 
Form 4 filed February 4, 2020

John E. Waldron
Form 4 filed January 24, 2020

 

Non-Executive Directors

M. Michele Burns
Form 4 filed January 17, 2020

Drew G. Faust
Form 4 filed January 17, 2020

Mark Flaherty
Form 4 filed January 17, 2020

Ellen J. Kullman
Form 4 filed January 17, 2020

Lakshmi N. Mittal
Form 4 filed January 17, 2020

Adebayo O. Ogunlesi  
Form 4 filed January 17, 2020

Peter Oppenheimer
Form 4 filed January 17, 2020

Jan E. Tighe
Form 4 filed January 17, 2020

David A. Viniar  
Form 4 filed November 29, 2019 
Form 4 filed January 17, 2020 
Form 4 filed February 4, 2020

Marius (Mark) O. Winkelman
Form 4 filed January 17, 2020