Section 16 Filings of our Executive Officers and Directors

Executive Officers

Dane E. Holmes
Form 4 filed January 18, 2019
Form 4 filed January 25, 2019
Form 4 filed February 22, 2019

Brian J. Lee
Form 4 filed January 18, 2019
Form 4 filed January 25, 2019

Timothy J. O’Neill 
Form 3 filed October 5, 2018

Gregory K. Palm    
Form 4 filed December 28, 2018

John F.W. Rogers     
Form 4 filed January 18, 2019
Form 4 filed January 25, 2019

Stephen M. Scherr
Form 3 filed November 9, 2018
Form 4 filed January 25, 2019 

Karen Patton Seymour
Form 4 filed January 18, 2019

Sarah E. Smith 
Form 4 filed January 18, 2019
Form 4 filed January 25, 2019

David M. Solomon   
Form 4 filed May 16, 2018
Form 4 filed July 20, 2018
Form 4 filed August 3, 2018
Form 4 filed January 25, 2019

John E. Waldron
Form 3 filed October 5, 2018
Form 4 filed January 25, 2019

 

Non-Executive Directors

M. Michele Burns
Form 4 filed January 18, 2019

Drew G. Faust
Form 3 filed July 6, 2018
Form 4 filed January 18, 2019

Mark Flaherty
Form 4 filed January 18, 2019

William W. George 
Form 4 filed January 18, 2019

James A. Johnson
Form 4 filed January 18, 2019

Ellen J. Kullman
Form 4 filed January 18, 2019

Lakshmi N. Mittal
Form 4 filed January 18, 2019

Adebayo O. Ogunlesi  
Form 4 filed January 18, 2019

Peter Oppenheimer
Form 4 filed January 18, 2019

Jan E. Tighe
Form 3 filed December 28, 2018
Form 4 filed January 18, 2019

David A. Viniar  
Form 4 filed January 18, 2019

Marius (Mark) O. Winkelman
Form 4 filed January 18, 2019