Section 16 Filings of our Executive Officers and Directors

Executive Officers

R. Martin Chavez
Form 4 filed February 2, 2018 
Form 4 filed February 9, 2018 

Richard J. Gnodde  
Form 4 filed January 19, 2018
Form 4 filed January 25, 2018

Dane E. Holmes
Form 4 filed January 19, 2018

Brian J. Lee
Form 4 filed January 19, 2018
Form 4 filed February 23, 2018

Timothy J. O’Neill 
Form 3 filed October 5, 2018

Gregory K. Palm    
Form 4 filed January 19, 2018
Form 4 filed December 28, 2018

John F.W. Rogers     
Form 4 filed January 19, 2018
Form 4 filed February 27, 2018

Pablo J. Salame   
Form 4 filed January 19, 2018
Form 4 filed February 2, 2018 

Stephen M. Scherr
Form 3 filed November 9, 2018  

Karen Patton Seymour
Form 3 filed January 25, 2018

Sarah E. Smith 
Form 4 filed January 19, 2018

David M. Solomon   
Form 4 filed January 31, 2018
Form 4 filed May 16, 2018
Form 4 filed July 20, 2018
Form 4 filed August 3, 2018

John E. Waldron
Form 3 filed October 5, 2018

 

Non-Executive Directors

M. Michele Burns
Form 4 filed January 22, 2018

Drew G. Faust
Form 3 filed July 6, 2018

Mark Flaherty
Form 4 filed January 22, 2018

William W. George 
Form 4 filed January 22, 2018

James A. Johnson
Form 4 filed January 22, 2018

Ellen J. Kullman
Form 4 filed January 22, 2018

Lakshmi N. Mittal
Form 4 filed January 22, 2018

Adebayo O. Ogunlesi  
Form 4 filed January 22, 2018

Peter Oppenheimer
Form 4 filed January 22, 2018

Jan E. Tighe
Form 3 filed December 28, 2018

David A. Viniar  
Form 4 filed January 22, 2018

Marius (Mark) O. Winkelman
Form 4 filed January 22, 2018